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Self-regulatory organizations
Results: 6954

#	Item
471	Market Activity Analysis – Single Name Initially Published for the ISDA Credit Steering Committee June 2011 As an extension to the Market Activity Analysis previously conducted by Depository Trust and Clearing Corporat Add to Reading List Source URL: dtcc.com Language: English - Date: 2013-10-29 13:31:15 Securities Self-regulatory organizations United States housing bubble Credit Credit default swap Financial markets Depository Trust & Clearing Corporation Markit Group ITraxx Financial economics Finance Financial system
472	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]June 27, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of P Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-07 15:58:49 Depository Trust & Clearing Corporation Securities United States Securities and Exchange Commission ACT Securities Exchange Act U.S. Securities and Exchange Commission Financial system Financial economics Finance
473	Application form for Change in Membership Type – Clearing / Self Clearing membership to Trading in F & O / Currency Derivatives Covering Letter (on the letterhead of the trading member) Add to Reading List Source URL: www.nseindia.com Language: English - Date: 2012-03-30 07:43:45 Economy of Mumbai National Stock Exchange of India Securities Stock market Self-regulatory organizations Inter-connected Stock Exchange of India Securities and Exchange Board of India Act Economy of India Securities and Exchange Board of India Economy of Asia
474	Mission: To effectively oversee and regulate the activities of the investment funds, securities and capital markets, to protect investors while strengthening public and institutional confidence in the integrity of Add to Reading List Source URL: www.scb.gov.bs Language: English - Date: 2013-11-13 11:55:33 Financial Services Board Government Self-regulatory organizations Politics Canadian securities regulation Securities and Exchange Board of India Act Financial regulation International Organization of Securities Commissions Securities Commission
475	Panel Discussion 2 Roles of SROs and Trade Associations in the Securities Market Add to Reading List Source URL: www.asiasecuritiesforum.org Language: English - Date: 2014-02-02 19:39:04 Financial system Finance Self-regulatory organizations Securities Canadian securities regulation Financial Industry Regulatory Authority United States securities law Financial regulation Financial economics
476	Alternative Investment Funds: Korea’s Case Add to Reading List Source URL: www.asiasecuritiesforum.org Language: English - Date: 2014-02-02 19:39:05 Public administration Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Regulation Government Korea Financial Investment Association Self-regulatory organizations Financial regulation Law
477	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEApril 9, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-09 14:45:32 Futures exchanges Futures contract Chicago Mercantile Exchange Commodity Futures Trading Commission Credit default swap Derivative Markit Group Securities Exchange Act Financial economics Financial system Finance
478	Web Trading More convenient, secure, and flexible. Enroll now to access your investment account communications electronically, and benefit immediately: Convenience. Access, download, print and Add to Reading List Source URL: www.mtb.com Language: English - Date: 2015-03-19 21:17:22 Investment Securities Investor Protection Corporation Economy of the United States Bank of New York Financial Industry Regulatory Authority The Bank of New York Mellon Pershing LLC Financial economics Self-regulatory organizations Economy of New York City
479	Microsoft Word - 82689590_9 Add to Reading List Source URL: www.cnssecuritieslaw.com Language: English - Date: 2015-03-24 20:25:21 Business Financial system Self-regulatory organizations 76th United States Congress Registered Investment Advisor Financial Industry Regulatory Authority Municipal Securities Rulemaking Board Investment Advisor Financial adviser United States securities law Financial economics Finance
480	American Accounting Association Message from Smitty (aka G. Robert Smith Jr. Associate Professor of Accounting Middle Tennessee State University) Add to Reading List Source URL: www2.aaahq.org Language: English - Date: 2007-04-18 10:53:07 Business Self-regulatory organizations Public finance Auditing GASB 45 Governmental Accounting Standards Board Comprehensive annual financial report Financial Accounting Foundation Other postemployment benefits Accountancy Economy of the United States United States Generally Accepted Accounting Principles

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